Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Evan Nufrio | 1902705 | 3 | 12/08/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Denise Sue Windham | 862459 | 1 | 09/17/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Edward Driscoll | 2773633 | 1 | 02/05/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Dipuppo | 704057 | 2 | 05/27/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Gary Wolter | 2101241 | 4 | 03/30/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence William Waller | 3232644 | 7 | 12/01/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Charles Hock | 708167 | 5 | 11/30/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jane Elisa Zucker | 4509320 | 1 | 12/19/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Judson Alan Smith | 1529730 | 2 | 01/14/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brent Alan Nelson | 3026585 | 7 | 01/25/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |