Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark David Williams | 1295712 | 1 | 06/19/2007 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Otto McKay | 1709112 | 2 | 02/06/2007 | Customer Dispute | Denied | $9,114.00 | $0.00 | See FINRA Report |
| Kevin Michael Trainor | 1462681 | 1 | 02/02/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Gary Wolter | 2101241 | 4 | 06/29/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Lee Brown | 1719962 | 1 | 11/22/2004 | Customer Dispute | Denied | $99,489.70 | $0.00 | See FINRA Report |
| Scott Earl Behnken | 711263 | 2 | 10/19/2004 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| David Crawford Champion | 1357916 | 1 | 06/03/2004 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Stephen Anthony Beam | 2192544 | 2 | 04/06/2004 | Customer Dispute | Denied | $42,234.10 | $0.00 | See FINRA Report |
| Thomas Charles Hock | 708167 | 5 | 01/02/2004 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Kenneth James Popovec | 1751606 | 2 | 09/23/2003 | Customer Dispute | Denied | $104,961.00 | $0.00 | See FINRA Report |