Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Michael Trainor | 1462681 | 1 | 02/02/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Arthur Tedde | 2272255 | 1 | 01/06/2007 | Customer Dispute | Closed-No Action | $31,565.00 | $0.00 | See FINRA Report |
| Scott Gary Wolter | 2101241 | 4 | 07/07/2006 | Customer Dispute | Settled | $9,848.00 | $0.00 | See FINRA Report |
| Scott Gary Wolter | 2101241 | 4 | 06/29/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Christopher Alexander | 3168217 | 2 | 10/03/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Harold Lowell Wainwright | 1277248 | 2 | 08/19/2005 | Customer Dispute | Settled | $53,473.40 | $0.00 | See FINRA Report |
| Timothy John Bain | 2330992 | 1 | 08/03/2005 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| Eric Christopher Sides | 2678247 | 1 | 08/03/2005 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| Christopher Allen Hayden | 2493336 | 1 | 07/19/2005 | Customer Dispute | Settled | $19,648.20 | $0.00 | See FINRA Report |
| Charles Gilbert Maton | 1018979 | 3 | 06/06/2005 | Customer Dispute | Settled | $86,000.00 | $0.00 | See FINRA Report |