Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Ray Wakefield | 4185785 | 1 | 06/15/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gary Paul Haindel | 2336360 | 1 | 05/26/2009 | Customer Dispute | Pending | $5,001.00 | $0.00 | See FINRA Report |
| Judson Alan Smith | 1529730 | 2 | 05/12/2009 | Customer Dispute | Settled | $183,060.00 | $0.00 | See FINRA Report |
| David Joseph Bango | 1375251 | 2 | 05/01/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David William Allen | 1557196 | 1 | 02/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Stephen Sparger | 1877647 | 4 | 01/23/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Durbin Don McDermott | 326602 | 2 | 11/14/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Earl Corley | 4419160 | 3 | 10/31/2008 | Customer Dispute | Settled | $445,000.00 | $0.00 | See FINRA Report |
| Gregory James Pozar | 2706453 | 1 | 09/24/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Pelham Hugh Henry | 2863856 | 1 | 09/05/2008 | Customer Dispute | Denied | $51,772.80 | $0.00 | See FINRA Report |