Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saturna Brokerage Services, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amjad Mohammed Quadri | 6517370 | 1 | 02/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan West Lytle | 6483196 | 1 | 02/09/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Taber | 7547396 | 1 | 07/09/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Tierney Drum | 2589727 | 2 | 06/11/2008 | Customer Dispute | Denied | $117,000.00 | $0.00 | See FINRA Report |
| Patrick Tierney Drum | 2589727 | 2 | 10/01/2003 | Customer Dispute | Award / Judgment | $17,500.00 | $17,500.00 | See FINRA Report |
| Nicholas Ferguson Kaiser | 865148 | 1 | 05/06/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |