Our Staff has compiled our research into a database of FINRA Broker Disclosures for Saturna Brokerage Services, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Monem Abdul Salam | 2377703 | 1 | 06/14/2023 | Customer Dispute | Pending | $317,000.00 | $0.00 | See FINRA Report |
Amjad Mohammed Quadri | 6517370 | 1 | 02/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Ryan West Lytle | 6483196 | 1 | 02/09/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Patrick Tierney Drum | 2589727 | 2 | 06/11/2008 | Customer Dispute | Denied | $117,000.00 | $0.00 | See FINRA Report |
Patrick Tierney Drum | 2589727 | 2 | 10/01/2003 | Customer Dispute | Award / Judgment | $17,500.00 | $17,500.00 | See FINRA Report |