Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Angela Hamady Bateman | 7636722 | 1 | 07/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 06/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Alan Meisel | 6855416 | 5 | 06/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Alan Meisel | 6855416 | 5 | 06/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ravin Kawailani Walters | 6409772 | 1 | 06/01/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tabbatha Marie Todd | 6993690 | 12 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Allan Blodnick | 6289063 | 1 | 05/14/2020 | Customer Dispute | Denied | $25,686.20 | $0.00 | See FINRA Report |
| Micah John Davie | 7252538 | 3 | 04/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Peterson | 4485199 | 2 | 04/25/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Erik Lowell Haworth | 6252920 | 1 | 04/24/2020 | Customer Dispute | Denied | $6,845.49 | $0.00 | See FINRA Report |