Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian David Walker | 2892426 | 8 | 07/04/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael William Sell | 4638406 | 1 | 10/14/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barbara Marie Droher Kline | 5906541 | 1 | 09/16/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jackie Paul Ficken | 2595821 | 1 | 12/07/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Sekeres | 2821481 | 1 | 09/17/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Delta Smith | 2370951 | 1 | 10/31/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Landauer | 4570842 | 2 | 09/01/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Landauer | 4570842 | 2 | 12/03/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Cappel | 5963499 | 1 | 11/01/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nancy Wallace Nolley | 4425658 | 1 | 09/10/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |