Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Douglas Kerscher | 2179368 | 2 | 05/29/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geoff Thomas Delahanty | 4900579 | 6 | 05/09/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geoff Thomas Delahanty | 4900579 | 6 | 04/24/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Caron Beth Clements | 5254060 | 1 | 02/07/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Garland Susee | 5833591 | 1 | 12/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Henry Hussian | 2410699 | 1 | 12/11/1995 | Customer Dispute | Settled | $44,590.00 | $0.00 | See FINRA Report |
| Laura Weiss | 7716828 | 1 | 05/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon M Ohara | 4798646 | 1 | 01/27/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Brown | 6699223 | 6 | 04/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald M Adamoli | 2851333 | 1 | 04/13/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |