Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Brian Hesse | 2652246 | 1 | 06/16/2023 | Customer Dispute | Denied | $116,340.00 | $0.00 | See FINRA Report |
| Sandeep Merneedi | 7685683 | 1 | 06/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James P Moore | 6388133 | 1 | 05/01/2023 | Customer Dispute | Denied | $6,434.00 | $0.00 | See FINRA Report |
| Kimberly Sue Dwyer | 6642582 | 2 | 04/19/2023 | Customer Dispute | Denied | $65,267.90 | $0.00 | See FINRA Report |
| Brenda Lea Ingli | 2840471 | 5 | 04/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Lea Ingli | 2840471 | 5 | 03/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Laurent | 2978302 | 11 | 02/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary John Nigh | 7229938 | 1 | 12/20/2022 | Customer Dispute | Settled | $340.23 | $0.00 | See FINRA Report |
| Anne J Whiting | 3264149 | 2 | 11/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Gregory Shackel | 4157324 | 1 | 10/31/2022 | Customer Dispute | Denied | $185,075.00 | $0.00 | See FINRA Report |