Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan James Thorpe | 6016168 | 3 | 06/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Paul Kelley | 6198241 | 14 | 06/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan James Thorpe | 6016168 | 3 | 06/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Paul Kelley | 6198241 | 14 | 06/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cory Werlinger | 5374214 | 3 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan James Thorpe | 6016168 | 3 | 05/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony J Pochowski | 5125189 | 6 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Theodore Abel | 1582180 | 12 | 04/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hovik John Mavyan | 5550128 | 2 | 04/07/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lavincent E Wren | 5295877 | 6 | 04/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |