Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arnold Theodore Abel | 1582180 | 12 | 08/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Briscoe | 5079522 | 4 | 08/08/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Theodore Abel | 1582180 | 12 | 07/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Theodore Abel | 1582180 | 12 | 07/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hernan Perez | 2441013 | 3 | 07/28/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Teresa Brownson | 7263813 | 1 | 07/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Whitney Sable McPherson | 7037469 | 2 | 07/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Paul Kelley | 6198241 | 14 | 07/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Paul Kelley | 6198241 | 14 | 07/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Renee Meltz | 6625369 | 1 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |