Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christina Denise Klitzke | 4910705 | 11 | 05/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Cornelius | 1933716 | 1 | 05/21/2018 | Customer Dispute | Denied | $8,499.05 | $0.00 | See FINRA Report |
| Raeann Kusch | 2430985 | 1 | 05/17/2018 | Customer Dispute | Settled | $13,344.40 | $0.00 | See FINRA Report |
| Megan Weigand | 6935713 | 1 | 05/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mickey Allen Jordan | 6488235 | 1 | 04/24/2018 | Customer Dispute | Denied | $6,161.48 | $0.00 | See FINRA Report |
| James Richard Lorenz | 7319949 | 9 | 04/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Richard Lorenz | 7319949 | 9 | 04/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kendall Ray Heetland | 6060847 | 1 | 04/16/2018 | Customer Dispute | Denied | $10,629.80 | $0.00 | See FINRA Report |
| Anthony J Pochowski | 5125189 | 6 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Joy Nisbet | 2908863 | 1 | 03/19/2018 | Customer Dispute | Denied | $38,632.00 | $0.00 | See FINRA Report |