Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Douglas Brager | 5997268 | 2 | 09/14/2018 | Customer Dispute | Denied | $20,192.60 | $0.00 | See FINRA Report |
| Bradley Douglas Brager | 5997268 | 2 | 08/30/2018 | Customer Dispute | Settled | $24,449.10 | $0.00 | See FINRA Report |
| Jacob Vean Woodbrey | 6802408 | 3 | 08/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Laurent | 2978302 | 11 | 08/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meagan Laine Matich | 6727218 | 1 | 07/31/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Joshua Thayer | 6308368 | 1 | 07/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Diane Clifford | 7561811 | 1 | 07/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward Meyers | 6163155 | 1 | 06/19/2018 | Customer Dispute | Denied | $5,087.40 | $0.00 | See FINRA Report |
| Molly Anne Loomis | 7186476 | 1 | 06/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Denise Klitzke | 4910705 | 11 | 05/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |