Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Daniel Badejo | 6857864 | 1 | 11/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Edward Kiblin | 4848071 | 1 | 11/06/2023 | Customer Dispute | Settled | $28,554.40 | $0.00 | See FINRA Report |
| Joshua Neuss | 7826624 | 1 | 10/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler J Galliher | 7789845 | 3 | 08/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler J Galliher | 7789845 | 3 | 08/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raquel Silva-Martinez | 7725968 | 1 | 08/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Diane Rhea | 4606114 | 6 | 07/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Bradley Eastman | 6632057 | 1 | 07/03/2023 | Customer Dispute | Denied | $10,081.50 | $0.00 | See FINRA Report |
| Tracy D Boorman | 2566721 | 1 | 07/03/2023 | Customer Dispute | Denied | $48,063.40 | $0.00 | See FINRA Report |
| Kevin Gerald Gleim | 1590525 | 1 | 06/27/2023 | Customer Dispute | Denied | $22,450.00 | $0.00 | See FINRA Report |