Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Lynn Schaeuble | 4118213 | 3 | 11/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Richard Lorenz | 7319949 | 9 | 11/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Nickodemus | 2098596 | 1 | 11/09/2018 | Customer Dispute | Denied | $8,452.18 | $0.00 | See FINRA Report |
| Kevin Ray Nelson | 5595068 | 1 | 11/01/2018 | Customer Dispute | Denied | $8,024.52 | $0.00 | See FINRA Report |
| Erica E Hinton | 4090007 | 6 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica E Hinton | 4090007 | 6 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica E Hinton | 4090007 | 6 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica E Hinton | 4090007 | 6 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica E Hinton | 4090007 | 6 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica E Hinton | 4090007 | 6 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |