Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Whitney Sable McPherson | 7037469 | 2 | 09/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Scott Dunn | 7008402 | 1 | 09/16/2019 | Customer Dispute | Settled | $9,181.74 | $0.00 | See FINRA Report |
| Kevin Dale Webb | 5728604 | 1 | 09/16/2019 | Customer Dispute | Denied | $207,873.00 | $0.00 | See FINRA Report |
| John Laurin Thurlow | 5714167 | 1 | 09/16/2019 | Customer Dispute | Settled | $9,181.74 | $0.00 | See FINRA Report |
| Erich Beyersdorf | 7340890 | 1 | 09/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Saul A Murillo | 7285587 | 1 | 08/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christina Denise Klitzke | 4910705 | 11 | 08/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Denise Klitzke | 4910705 | 11 | 08/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Denise Klitzke | 4910705 | 11 | 08/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Denise Klitzke | 4910705 | 11 | 08/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |