Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arnold Theodore Abel | 1582180 | 12 | 03/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Theodore Abel | 1582180 | 12 | 03/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Alan Meisel | 6855416 | 5 | 02/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Denise Klitzke | 4910705 | 11 | 02/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel R Holt | 2196256 | 1 | 01/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher David Grant | 6746710 | 1 | 01/16/2020 | Customer Dispute | Denied | $25,759.60 | $0.00 | See FINRA Report |
| Mark Robert Laurent | 2978302 | 11 | 01/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terri Ann Verhagen | 4581445 | 6 | 01/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Mansur | 5925000 | 2 | 12/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Di Vietro | 2303037 | 1 | 12/13/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |