Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tabbatha Marie Todd | 6993690 | 12 | 03/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 03/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Doris Wynnette Cheek | 4024977 | 1 | 03/13/2020 | Customer Dispute | Settled | $22,014.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 03/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 03/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 03/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Buric | 6304491 | 1 | 03/11/2020 | Customer Dispute | Denied | $23,585.00 | $0.00 | See FINRA Report |
| Steven Roger Sievers | 6060451 | 1 | 03/11/2020 | Customer Dispute | Denied | $11,235.20 | $0.00 | See FINRA Report |
| Arnold Theodore Abel | 1582180 | 12 | 03/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Alan Meisel | 6855416 | 5 | 03/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |