Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arnold Theodore Abel | 1582180 | 12 | 04/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Nogar | 4476798 | 1 | 04/15/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Linnea Ann Sodergren | 3098388 | 1 | 04/09/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Ervin Mons Teig | 6458912 | 1 | 04/03/2020 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 04/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Micah John Davie | 7252538 | 3 | 03/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Alan Meisel | 6855416 | 5 | 03/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 03/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 03/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 03/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |