Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bradley Paul Markwell | 4519631 | 3 | 07/06/2005 | Customer Dispute | Settled | $6,364.00 | $0.00 | See FINRA Report |
Robert George Klock | 2966884 | 1 | 05/13/2005 | Customer Dispute | Settled | $7,495.00 | $0.00 | See FINRA Report |
Mary C Abundo | 1246048 | 1 | 02/07/2005 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
Kent Scott Larson | 2772853 | 4 | 10/27/2003 | Customer Dispute | Settled | $6,500.00 | $0.00 | See FINRA Report |
Timothy Ray Griesse | 1019806 | 3 | 07/03/2003 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
Daniel Allen Bacon | 2315451 | 1 | 01/30/2003 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
Charles Allen Beatty | 1392341 | 1 | 12/06/2002 | Customer Dispute | Settled | $21,977.00 | $0.00 | See FINRA Report |
John E Maki | 2282599 | 1 | 07/05/2001 | Customer Dispute | Settled | $13,550.00 | $0.00 | See FINRA Report |
Thomas Henry Hussian | 2410699 | 1 | 12/11/1995 | Customer Dispute | Settled | $44,590.00 | $0.00 | See FINRA Report |