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FINRA Broker Disclosures for Thrivent Investment Management Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.

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Displaying 81-89 out of 89 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Bradley Paul Markwell4519631307/06/2005Customer DisputeSettled$6,364.00$0.00See FINRA Report
Robert George Klock2966884105/13/2005Customer DisputeSettled$7,495.00$0.00See FINRA Report
Mary C Abundo1246048102/07/2005Customer DisputeSettled$750,000.00$0.00See FINRA Report
Kent Scott Larson2772853410/27/2003Customer DisputeSettled$6,500.00$0.00See FINRA Report
Timothy Ray Griesse1019806307/03/2003Customer DisputeSettled$60,000.00$0.00See FINRA Report
Daniel Allen Bacon2315451101/30/2003Customer DisputeSettled$65,000.00$0.00See FINRA Report
Charles Allen Beatty1392341112/06/2002Customer DisputeSettled$21,977.00$0.00See FINRA Report
John E Maki2282599107/05/2001Customer DisputeSettled$13,550.00$0.00See FINRA Report
Thomas Henry Hussian2410699112/11/1995Customer DisputeSettled$44,590.00$0.00See FINRA Report

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