Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Josef Gundersen | 5162288 | 1 | 10/30/2008 | Customer Dispute | Settled | $73,850.10 | $0.00 | See FINRA Report |
| Kevin William Ruebesam | 1388480 | 1 | 08/19/2008 | Customer Dispute | Settled | $17,206.60 | $0.00 | See FINRA Report |
| William John O'Doherty | 4519926 | 1 | 07/02/2008 | Customer Dispute | Settled | $15,500.00 | $0.00 | See FINRA Report |
| Katheryn Drexel Higgins | 4754915 | 1 | 06/24/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Elizabeth Reynolds Tweed | 3274589 | 1 | 04/23/2008 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Roger Roy Rachul | 1488290 | 2 | 03/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Peterson | 4485199 | 2 | 10/24/2006 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| William Edwin Lagrange | 4401859 | 3 | 08/22/2006 | Customer Dispute | Settled | $10,400.00 | $0.00 | See FINRA Report |
| David William Brown | 2178827 | 1 | 06/28/2006 | Customer Dispute | Settled | $51,914.40 | $0.00 | See FINRA Report |
| Paul Allen Cantrell | 4421886 | 1 | 11/16/2005 | Customer Dispute | Settled | $6,108.34 | $0.00 | See FINRA Report |