Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore Ernst Contag | 2464737 | 1 | 04/06/2009 | Customer Dispute | Settled | $19,824.30 | $0.00 | See FINRA Report |
| Kent Scott Larson | 2772853 | 4 | 03/30/2009 | Customer Dispute | Settled | $132,240.00 | $0.00 | See FINRA Report |
| Mark Roger Grill | 4352205 | 2 | 02/11/2009 | Customer Dispute | Settled | $34,375.90 | $0.00 | See FINRA Report |
| Mark Roger Grill | 4352205 | 2 | 02/11/2009 | Customer Dispute | Settled | $40,731.80 | $0.00 | See FINRA Report |
| Benjamin Dean Weerts | 4599640 | 1 | 02/02/2009 | Customer Dispute | Settled | $22,328.50 | $0.00 | See FINRA Report |
| Alfred William Todd | 2572185 | 2 | 12/12/2008 | Customer Dispute | Settled | $13,990.50 | $0.00 | See FINRA Report |
| Joseph Francis Miscia | 1591148 | 1 | 12/05/2008 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Eric Philip Berg | 5089580 | 1 | 12/02/2008 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Geoff Thomas Delahanty | 4900579 | 6 | 11/17/2008 | Customer Dispute | Settled | $16,281.10 | $0.00 | See FINRA Report |
| Timothy Blair Gamrath | 2114605 | 1 | 11/17/2008 | Customer Dispute | Settled | $18,200.00 | $0.00 | See FINRA Report |