Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Ray Griesse | 1019806 | 3 | 03/07/2011 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Lafayette David Johnson | 4523821 | 5 | 08/10/2010 | Customer Dispute | Settled | $6,817.29 | $0.00 | See FINRA Report |
| Timothy Ray Griesse | 1019806 | 3 | 07/06/2010 | Customer Dispute | Settled | $62,000.00 | $0.00 | See FINRA Report |
| Kyle Molin | 3063831 | 2 | 06/21/2010 | Customer Dispute | Settled | $119,072.00 | $0.00 | See FINRA Report |
| Andrew Wendell Gerling | 4212639 | 4 | 06/21/2010 | Customer Dispute | Settled | $119,072.00 | $0.00 | See FINRA Report |
| Nathanael Stephen Ott | 5143391 | 1 | 06/07/2010 | Customer Dispute | Settled | $17,248.40 | $0.00 | See FINRA Report |
| George Lee Andrews | 4747932 | 1 | 10/21/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Shaun Michael Seedhouse | 4528309 | 2 | 08/17/2009 | Customer Dispute | Settled | $9,477.00 | $0.00 | See FINRA Report |
| Shaun Michael Seedhouse | 4528309 | 2 | 08/17/2009 | Customer Dispute | Settled | $64,946.00 | $0.00 | See FINRA Report |
| Marshall Scott Edelman | 1659710 | 1 | 05/19/2009 | Customer Dispute | Settled | $61,400.00 | $0.00 | See FINRA Report |