Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard David Wolf | 1014251 | 2 | 12/11/2013 | Customer Dispute | Settled | $6,514.17 | $0.00 | See FINRA Report |
| Keith David Stark | 5660661 | 2 | 05/08/2013 | Customer Dispute | Settled | $6,111.11 | $0.00 | See FINRA Report |
| Michael Brian Sayen | 4421095 | 1 | 03/18/2013 | Customer Dispute | Settled | $7,687.08 | $0.00 | See FINRA Report |
| Paul Napolitan Hoyem | 4439028 | 2 | 02/26/2013 | Customer Dispute | Settled | $13,333.00 | $0.00 | See FINRA Report |
| Charles Ray Lodriguss | 1651143 | 3 | 01/29/2013 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |
| Keith David Stark | 5660661 | 2 | 01/09/2013 | Customer Dispute | Settled | $8,597.00 | $0.00 | See FINRA Report |
| Robert Roy Eyer | 4369794 | 2 | 06/08/2012 | Customer Dispute | Settled | $13,779.00 | $0.00 | See FINRA Report |
| Melissa Carin Mather Bobka | 4697533 | 2 | 05/22/2012 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Paul Edward Leapaldt | 2074130 | 1 | 03/08/2012 | Customer Dispute | Settled | $5,549.99 | $0.00 | See FINRA Report |
| Renae Vande Brake | 4413134 | 1 | 09/19/2011 | Customer Dispute | Settled | $62,891.40 | $0.00 | See FINRA Report |