Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Eric Steffens | 4953541 | 1 | 09/29/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Douglas Reichert | 5517628 | 1 | 09/29/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Karl Braunschweiger | 2531967 | 3 | 08/06/2015 | Customer Dispute | Settled | $51,615.90 | $0.00 | See FINRA Report |
| Clark Alan Krueger | 2155469 | 1 | 04/06/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Gene Knoernschild | 2095004 | 2 | 03/16/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Katie Renae Grager | 6240668 | 1 | 07/14/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Constance Carol Waisanen | 5134360 | 2 | 04/15/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lance Gerald Kroesch | 4170614 | 1 | 04/14/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Constance Carol Waisanen | 5134360 | 2 | 02/13/2014 | Customer Dispute | Settled | $5,161.00 | $0.00 | See FINRA Report |
| Charles Ray Lodriguss | 1651143 | 3 | 12/16/2013 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |