Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raeann Kusch | 2430985 | 1 | 05/17/2018 | Customer Dispute | Settled | $13,344.40 | $0.00 | See FINRA Report |
| Christopher William Janssen | 5692938 | 1 | 11/30/2017 | Customer Dispute | Settled | $9,622.33 | $0.00 | See FINRA Report |
| Sheila Rae Johnson | 6084105 | 1 | 03/20/2017 | Customer Dispute | Settled | $14,674.20 | $0.00 | See FINRA Report |
| Mark Robert Mansur | 5925000 | 2 | 12/28/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard David Wolf | 1014251 | 2 | 10/12/2016 | Customer Dispute | Settled | $5,507.73 | $0.00 | See FINRA Report |
| Erik Karsten Lundring | 2246753 | 1 | 07/06/2016 | Customer Dispute | Settled | $30,207.00 | $0.00 | See FINRA Report |
| Brian Carl Ginter | 5340072 | 1 | 05/16/2016 | Customer Dispute | Settled | $7,532.00 | $0.00 | See FINRA Report |
| Corey Michael Cox | 3102810 | 2 | 05/11/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luke Michael Erickson | 5976809 | 1 | 03/22/2016 | Customer Dispute | Settled | $23,381.50 | $0.00 | See FINRA Report |
| Corey Michael Cox | 3102810 | 2 | 12/15/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |