Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil Ivan Zeller | 2976118 | 1 | 12/23/2020 | Customer Dispute | Settled | $10,473.00 | $0.00 | See FINRA Report |
| Stephen Paul Miller | 5891387 | 1 | 12/16/2020 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Mark Alan Peterson | 4485199 | 2 | 04/25/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Erik Ervin Mons Teig | 6458912 | 1 | 04/03/2020 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Doris Wynnette Cheek | 4024977 | 1 | 03/13/2020 | Customer Dispute | Settled | $22,014.00 | $0.00 | See FINRA Report |
| Bradley Paul Markwell | 4519631 | 3 | 10/14/2019 | Customer Dispute | Settled | $5,041.61 | $0.00 | See FINRA Report |
| Eric Dean Brady | 2152702 | 1 | 09/19/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nathan Scott Dunn | 7008402 | 1 | 09/16/2019 | Customer Dispute | Settled | $9,181.74 | $0.00 | See FINRA Report |
| John Laurin Thurlow | 5714167 | 1 | 09/16/2019 | Customer Dispute | Settled | $9,181.74 | $0.00 | See FINRA Report |
| Bradley Douglas Brager | 5997268 | 2 | 08/30/2018 | Customer Dispute | Settled | $24,449.10 | $0.00 | See FINRA Report |