Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Andrew Hunter | 6692334 | 2 | 11/01/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Ryan Wilker | 5389156 | 3 | 08/10/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Ryan Wilker | 5389156 | 3 | 07/16/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Keehr | 3167002 | 2 | 12/07/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Briscoe | 5079522 | 4 | 07/12/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Briscoe | 5079522 | 4 | 06/07/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Klye Lanteigne | 5207043 | 2 | 04/15/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Karl Braunschweiger | 2531967 | 3 | 08/11/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Latunya Shanta Hanley | 4188279 | 1 | 09/19/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Michael Bartell | 2061006 | 3 | 12/02/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |