Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Djuan Allen Mouton | 6683671 | 1 | 05/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Karl Braunschweiger | 2531967 | 3 | 03/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nichole Marcella Polster | 5877456 | 3 | 02/22/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard John Hopkins | 5289605 | 2 | 05/11/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard John Hopkins | 5289605 | 2 | 12/10/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geoff Thomas Delahanty | 4900579 | 6 | 10/23/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geoff Thomas Delahanty | 4900579 | 6 | 05/29/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc Douglas Kerscher | 2179368 | 2 | 05/29/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geoff Thomas Delahanty | 4900579 | 6 | 05/09/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geoff Thomas Delahanty | 4900579 | 6 | 04/24/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |