Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arnold Theodore Abel | 1582180 | 12 | 04/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 04/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Micah John Davie | 7252538 | 3 | 03/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Alan Meisel | 6855416 | 5 | 03/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 03/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 03/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 03/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 03/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 03/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 03/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |