Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anne J Whiting | 3264149 | 2 | 06/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Laurent | 2978302 | 11 | 05/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Laurent | 2978302 | 11 | 04/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Kenyan Figures | 7839333 | 1 | 04/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terri Ann Verhagen | 4581445 | 6 | 03/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Viet Bao Tran | 6322146 | 4 | 03/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colby Ross Knight | 7665578 | 3 | 01/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colby Ross Knight | 7665578 | 3 | 12/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leann Jacobson | 7072245 | 1 | 11/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Micah John Davie | 7252538 | 3 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |