Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Paul Kelley | 6198241 | 14 | 02/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diane G Joiner | 6996516 | 1 | 01/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arpad John Tota | 7234335 | 4 | 01/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Ann Lusk | 5480600 | 6 | 12/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arpad John Tota | 7234335 | 4 | 12/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terri Ann Verhagen | 4581445 | 6 | 12/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alto Bobby Richardson | 3215774 | 3 | 11/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Guy Severson | 2315397 | 1 | 09/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alto Bobby Richardson | 3215774 | 3 | 09/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Ann Coppersmith | 6363422 | 1 | 09/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |