Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lavincent E Wren | 5295877 | 6 | 11/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lavincent E Wren | 5295877 | 6 | 11/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lavincent E Wren | 5295877 | 6 | 10/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lavincent E Wren | 5295877 | 6 | 10/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rasheedah Basmah El-Amin | 4060956 | 1 | 10/14/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony J Pochowski | 5125189 | 6 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Renee Lessmann | 4798191 | 2 | 09/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Renee Lessmann | 4798191 | 2 | 09/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason T Harpham | 7307246 | 1 | 09/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Carin Mather Bobka | 4697533 | 2 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |