Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyler Krieg | 6566609 | 1 | 01/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Ann Lusk | 5480600 | 6 | 10/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cameron Bernicki | 7373754 | 1 | 09/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Marie Welch | 5386865 | 1 | 08/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cory Werlinger | 5374214 | 3 | 08/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Theodore Abel | 1582180 | 12 | 08/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Theodore Abel | 1582180 | 12 | 07/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Theodore Abel | 1582180 | 12 | 07/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresa Brownson | 7263813 | 1 | 07/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Whitney Sable McPherson | 7037469 | 2 | 07/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |