Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Richard Lorenz | 7319949 | 9 | 04/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Richard Lorenz | 7319949 | 9 | 04/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony J Pochowski | 5125189 | 6 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terri Ann Verhagen | 4581445 | 6 | 03/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Vean Woodbrey | 6802408 | 3 | 03/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Vean Woodbrey | 6802408 | 3 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Fischer | 6000072 | 1 | 02/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew J Kalpakis | 5403670 | 1 | 02/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Carl Dailey | 4618585 | 1 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Ann Lusk | 5480600 | 6 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |