Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Leslie Edwards | 5499181 | 2 | 11/15/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angela L Goodman | 7696642 | 1 | 11/07/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kim Annette Nash-Walker | 3084779 | 1 | 04/07/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron T Parsel | 5237931 | 1 | 10/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kharis J Quaintance | 2162054 | 1 | 02/12/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Verjean Frye | 5592109 | 1 | 06/15/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent King | 6768077 | 1 | 06/08/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael William Sell | 4638406 | 1 | 10/14/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barbara Marie Droher Kline | 5906541 | 1 | 09/16/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jackie Paul Ficken | 2595821 | 1 | 12/07/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |