Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Dupre Stuart | 5765553 | 1 | 12/07/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Hargrove | 6657035 | 1 | 05/11/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Brooks | 4555034 | 3 | 04/23/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Edward Rodriguez | 5828217 | 1 | 07/23/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Brooks | 4555034 | 3 | 03/23/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Lee Bickle | 4769107 | 1 | 01/07/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Hinton Loftin | 6939337 | 1 | 07/09/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Brown | 6699223 | 6 | 10/10/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Brown | 6699223 | 6 | 09/07/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Merritt Gigstad | 4831765 | 1 | 07/11/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |