Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristin Rose Johnson | 4836772 | 1 | 08/13/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kyle Wayne Olson | 6800287 | 1 | 06/19/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Smith | 7437157 | 1 | 04/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bryan Wise | 7224688 | 2 | 12/24/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Lee Hanson | 7236134 | 1 | 12/03/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Louis Gall | 5797985 | 1 | 11/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Weister | 5819486 | 3 | 12/13/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Weister | 5819486 | 3 | 11/09/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew John Mast | 4879321 | 1 | 10/21/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremiah Daniel Merkau | 6262664 | 2 | 05/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |