Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erica Rose Cantrell | 6005796 | 1 | 02/21/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcus Alan Knudten | 6847536 | 1 | 01/30/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Paul Wims | 6903089 | 2 | 06/29/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tobias Jacob Kaplan | 7296745 | 1 | 04/16/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Paul Wims | 6903089 | 2 | 01/19/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Julius Stokes | 6626776 | 1 | 08/20/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Dwayne Bean | 6010720 | 1 | 03/31/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Braden Nelson | 7167427 | 1 | 09/16/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Dizon Thornhill | 6072050 | 2 | 06/06/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shanarie Dean Cargile | 7403137 | 2 | 05/18/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |