Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arnold Theodore Abel | 1582180 | 12 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Wise | 7224688 | 2 | 07/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Hamady Bateman | 7636722 | 1 | 07/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 06/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Alan Meisel | 6855416 | 5 | 06/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Alan Meisel | 6855416 | 5 | 06/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Micah John Davie | 7252538 | 3 | 04/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Theodore Abel | 1582180 | 12 | 04/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linnea Ann Sodergren | 3098388 | 1 | 04/09/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |