Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Kenyan Figures | 7839333 | 1 | 04/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Briscoe | 5079522 | 4 | 03/24/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terri Ann Verhagen | 4581445 | 6 | 03/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Viet Bao Tran | 6322146 | 4 | 03/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colby Ross Knight | 7665578 | 3 | 01/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colby Ross Knight | 7665578 | 3 | 12/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leann Jacobson | 7072245 | 1 | 11/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Micah John Davie | 7252538 | 3 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terri Ann Verhagen | 4581445 | 6 | 10/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Viet Bao Tran | 6322146 | 4 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |