Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Michael Briscoe | 5079522 | 4 | 07/12/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Briscoe | 5079522 | 4 | 06/07/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Klye Lanteigne | 5207043 | 2 | 04/15/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Karl Braunschweiger | 2531967 | 3 | 08/11/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Latunya Shanta Hanley | 4188279 | 1 | 09/19/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Michael Bartell | 2061006 | 3 | 12/02/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Henry Oestreich | 2783802 | 1 | 03/31/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lafayette David Johnson | 4523821 | 5 | 02/06/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Haglin | 2771633 | 1 | 05/13/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Ferguson | 4530598 | 2 | 03/26/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |