Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luke Frank Holt | 6411744 | 1 | 01/23/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Paul Kelley | 6198241 | 14 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony J Pochowski | 5125189 | 6 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Paul Kelley | 6198241 | 14 | 12/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Paul Kelley | 6198241 | 14 | 11/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark David Sannerud | 1364423 | 1 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Andrew Hunter | 6692334 | 2 | 11/01/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Ryan Wilker | 5389156 | 3 | 08/10/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Ryan Wilker | 5389156 | 3 | 07/16/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Keehr | 3167002 | 2 | 12/07/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |