Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Diane Rhea | 4606114 | 6 | 07/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandeep Merneedi | 7685683 | 1 | 06/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Lea Ingli | 2840471 | 5 | 04/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Lea Ingli | 2840471 | 5 | 03/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Laurent | 2978302 | 11 | 02/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anne J Whiting | 3264149 | 2 | 11/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason K Reynolds | 7783504 | 2 | 06/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Viet Bao Tran | 6322146 | 4 | 05/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler J Galliher | 7789845 | 3 | 03/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicolas Wayne Elizondo | 7800435 | 1 | 03/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |