Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Marie Vorce | 6345201 | 1 | 08/18/2016 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Ann Lusk | 5480600 | 6 | 07/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Curtis Reimer | 1776753 | 2 | 06/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terri Ann Verhagen | 4581445 | 6 | 06/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tabbatha Marie Todd | 6993690 | 12 | 05/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Ann Lusk | 5480600 | 6 | 03/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brent Michael Bartell | 2061006 | 3 | 03/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alto Bobby Richardson | 3215774 | 3 | 03/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Paul Kelley | 6198241 | 14 | 02/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Paul Kelley | 6198241 | 14 | 02/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |