Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Andrew Hunter | 6692334 | 2 | 04/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lavincent E Wren | 5295877 | 6 | 04/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chandel Beretha Strickland | 6996275 | 1 | 03/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cory Werlinger | 5374214 | 3 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kay Whitney Demito | 6879747 | 1 | 01/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Dizon Thornhill | 6072050 | 2 | 12/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Burkhalter | 2854590 | 1 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Paul Kelley | 6198241 | 14 | 11/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shanarie Dean Cargile | 7403137 | 2 | 11/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lavincent E Wren | 5295877 | 6 | 11/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |