Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terri Ann Verhagen | 4581445 | 6 | 03/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Vean Woodbrey | 6802408 | 3 | 03/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Vean Woodbrey | 6802408 | 3 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Fischer | 6000072 | 1 | 02/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew J Kalpakis | 5403670 | 1 | 02/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Carl Dailey | 4618585 | 1 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Ann Lusk | 5480600 | 6 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyler Krieg | 6566609 | 1 | 01/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Ann Lusk | 5480600 | 6 | 10/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cameron Bernicki | 7373754 | 1 | 09/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |