Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Meagan Laine Matich | 6727218 | 1 | 07/31/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Joshua Thayer | 6308368 | 1 | 07/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Diane Clifford | 7561811 | 1 | 07/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Molly Anne Loomis | 7186476 | 1 | 06/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Denise Klitzke | 4910705 | 11 | 05/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Denise Klitzke | 4910705 | 11 | 05/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Weigand | 6935713 | 1 | 05/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Richard Lorenz | 7319949 | 9 | 04/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Richard Lorenz | 7319949 | 9 | 04/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony J Pochowski | 5125189 | 6 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |