Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Richard Lorenz | 7319949 | 9 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Denise Klitzke | 4910705 | 11 | 10/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Denise Klitzke | 4910705 | 11 | 10/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colby Ross Knight | 7665578 | 3 | 10/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia Elaine Porter | 4750356 | 1 | 10/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Denise Klitzke | 4910705 | 11 | 10/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Theodore Abel | 1582180 | 12 | 09/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Ann Lusk | 5480600 | 6 | 09/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Vean Woodbrey | 6802408 | 3 | 08/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Laurent | 2978302 | 11 | 08/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |