Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thrivent Investment Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Bryan Hanson | 2876014 | 1 | 04/02/2012 | Customer Dispute | Denied | $13,795.80 | $0.00 | See FINRA Report |
| David Jon Lund | 4966042 | 1 | 01/10/2012 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Joel Adam Brieske | 4817999 | 1 | 09/20/2011 | Customer Dispute | Denied | $16,500.00 | $0.00 | See FINRA Report |
| David Leslie Edwards | 5499181 | 2 | 03/15/2011 | Customer Dispute | Denied | $6,481.78 | $0.00 | See FINRA Report |
| Eric William Bilger | 2211492 | 1 | 10/04/2010 | Customer Dispute | Denied | $23,913.30 | $0.00 | See FINRA Report |
| Thomas Kevin Kyle | 2641565 | 1 | 01/21/2010 | Customer Dispute | Denied | $6,800.00 | $0.00 | See FINRA Report |
| Andrew Benjamin Mortenson | 5497477 | 1 | 10/08/2009 | Customer Dispute | Denied | $8,307.92 | $0.00 | See FINRA Report |
| Roger Roy Rachul | 1488290 | 2 | 09/25/2009 | Customer Dispute | Denied | $19,780.80 | $0.00 | See FINRA Report |
| Dean Allan Kaczorowski | 4631635 | 1 | 09/25/2009 | Customer Dispute | Denied | $20,255.60 | $0.00 | See FINRA Report |
| Andrew Wendell Gerling | 4212639 | 4 | 06/17/2009 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |